Introduction

At FAC, we specialize in offering comprehensive Introducing Broker (IB) services tailored to meet the diverse needs of our clients. Our goal is to provide sophisticated solutions that optimize financial reporting and compliance adherence so that you can do what it takes to grow your business.

Why choose our IB services

At FAC, we prioritize transparency and ethical conduct in all our dealings. We provide clear communication, detailed performance reports, and honest assessments to keep you informed and confident in your investments.

Our services for IBs

Semi-annual 1-FR

We assist in filing the 1-FR.

Monthly IB Accounting & Tax

We prepare customized monthly financial statements in a timely manner along with year-end Tax returns and K-1s.  On-going tax planning.  Monitoring of net capital.

Registration & Formation

We assist with online registration of the firm and registrants such as APs and Principals.

Compliance Services

We assist in staying up to date on new rules, helping you prepare for regulatory contingencies, assist in preparing IB written procedures such as AML and ISSP. Mock NFA audits to test compliance effectiveness.

Client Communication

We maintain open lines of communication with our clients, providing regular updates and detailed performance reports.

Partner with FAC today and experience the difference of working with a trusted and experienced financial and compliance team. We look forward to helping you navigate the commodities markets with confidence and success.

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