Commodity Trading Advisory (CTA) Services
At FAC, we specialize in providing tailored performance accounting services to Commodity Trading Advisors (CTA). Our team of experienced accountants and compliance advisors leverage their in-depth knowledge and advanced performance analytical tools to deliver composite CTA track record timely and efficiently.
Why Choose Our CTA Services?
Expert Compliance Advisors
Our accounting team comprises seasoned professionals with a deep understanding of the commodities industry. We bring years of experience ensuring you receive the highest level of expertise and guidance.
Transparent and Ethical Practices
At FAC, we prioritize transparency and ethical conduct in all our dealings. We provide clear communication, detailed performance reports, and honest assessments to keep you informed and confident in your investments.
Our services for CTAs
- Quarterly reporting: We assist in filing quarterly reports with the NFA.
- Monthly performance updates: We prepare performance tables which undergo a three-level review process to ensure accuracy.
- Disclosure documents: We review documents and assist your attorney in updating the documents every 12 months or sooner if warranted.
- Registration & Formation: We assist with online registration of the firm
- Compliance Services: We assist in staying up to date on new rules, helping you prepare for regulatory contingencies, assist in preparing CTA written procedures and other organizational guidance.
- Client Communication: We maintain open lines of communication with our clients, providing regular updates and detailed performance reports.
Partner with FAC and gain access to compliance expertise and composite CTA performance reports in accordance with CFTC regulations. Our commitment to excellence, personalized service, and transparent practices make us the ideal choice for CTAs seeking to report their trading performance and achieve their financial goals.
Commodity Pool Operators (CPO) Management
At FAC, we specialize in offering comprehensive Commodity Pool Operator (CPO) services tailored to meet the diverse needs of our clients. Our goal is to provide sophisticated solutions that optimize financial reporting and compliance adherence so that you can do what it takes to grow your business.
Why choose our CPO services
Expert Compliance Advisors
Our accounting team comprises seasoned professionals with a deep understanding of the commodities industry. We bring years of experience ensuring you receive the highest level of expertise and guidance.
Transparent and Ethical Practices
At FAC, we prioritize transparency and ethical conduct in all our dealings. We provide clear communication, detailed performance reports, and honest assessments to keep you informed and confident in your investments.
Our services for Pool/Fund management
- Quarterly reporting: We assist in filing quarterly reports with the NFA.
- Monthly Pool/Fund Accounting & Tax: We prepare customized monthly financial statements in a timely manner along with year-end Tax returns and K-1s. On-going tax planning. Customized investor reports and online delivery of reports to investors.
- Disclosure documents: We review documents and assist your attorney in updating the documents every 12 months or sooner if warranted.
- Registration & Formation: We assist with online registration of the firm/fund.
- Compliance Services: We assist in staying up to date on new rules, helping you prepare for regulatory contingencies, assist in preparing CPO written procedures and other organizational guidance. Mock NFA audits to test compliance effectiveness.
- Client Communication: We maintain open lines of communication with our clients, providing regular updates and detailed performance reports.
Partner with FAC today and experience the difference of working with a trusted and experienced financial and compliance team. We look forward to helping you navigate the commodities markets with confidence and success.
Introducing Broker (IB) services
At FAC, we specialize in offering comprehensive Introducing Broker (IB) services tailored to meet the diverse needs of our clients. Our goal is to provide sophisticated solutions that optimize financial reporting and compliance adherence so that you can do what it takes to grow your business.
Why choose our IB services
Expert Compliance Advisors
Our accounting team comprises seasoned professionals with a deep understanding of the commodities industry. We bring years of experience ensuring you receive the highest level of expertise and guidance.
Transparent and Ethical Practices
At FAC, we prioritize transparency and ethical conduct in all our dealings. We provide clear communication, detailed performance reports, and honest assessments to keep you informed and confident in your investments.
Our services for IBs
- Semi-annual 1-FR: We assist in filing the 1-FR.
- Monthly IB Accounting & Tax: We prepare customized monthly financial statements in a timely manner along with year-end Tax returns and K-1s. On-going tax planning. Monitoring of net capital.
- Registration & Formation: We assist with online registration of the firm and registrants such as APs and Principals.
- Compliance Services: We assist in staying up to date on new rules, helping you prepare for regulatory contingencies, assist in preparing IB written procedures such as AML and ISSP. Mock NFA audits to test compliance effectiveness.
- Client Communication: We maintain open lines of communication with our clients, providing regular updates and detailed performance reports.
- Partner with FAC today and experience the difference of working with a trusted and experienced financial and compliance team. We look forward to helping you navigate the commodities markets with confidence and success.
Partner with FAC today and experience the difference of working with a trusted and experienced financial and compliance team. We look forward to helping you navigate the commodities markets with confidence and success.
Audit and Assurance services for IB and CPO
At FAC, we understand the critical importance of accurate and transparent financial reporting. Our comprehensive audit services are designed to provide you with the assurance and insights needed to maintain financial integrity and compliance. Whether you are a small IB business or a large hedge fund, our expert team is here to support you with meticulous attention to detail and unparalleled expertise.
Why Choose Our Audit Services
Expertise and Experience
Our team of certified auditors brings a wealth of knowledge and experience to every engagement. We have a deep understanding of the complexities and regulatory requirements of various industries, ensuring your financial statements are accurate and compliant.
Tailored Approach
We recognize that each client has unique needs. Our audit services are customized to fit your specific requirements, providing targeted insights and actionable recommendations that align with your business goals.
Rigorous Methodology
Our auditing process is thorough and systematic. We utilize advanced tools and methodologies to perform detailed examinations of your financial records, internal controls, and operational processes.
Transparency and Integrity
We uphold the highest standards of transparency and ethical conduct. Our audit reports are clear, concise, and unbiased, giving you a true and fair view of your financial position.
Compliance Assurance
Keeping up with changing regulations can be challenging. Our audit services ensure that your financial practices adhere to all relevant regulatory standards, reducing the risk of non-compliance and associated penalties.
Risk Management
Effective risk management is crucial for sustainable success. Our audits identify potential risks and weaknesses in your financial processes, providing you with the information needed to implement robust risk mitigation strategies.
Enhanced Stakeholder Confidence
Reliable financial statements build trust with investors, stakeholders, and regulatory bodies. Our audit services enhance your credibility, supporting better decision-making and fostering investor confidence.
Continuous Improvement
We don’t just identify issues; we provide solutions. Our auditors offer practical recommendations to improve your financial processes and internal controls, contributing to the long-term success of your organization.
Our Audit & Assurance Services
- Financial Statement Audits by Chawla Group CPAs LLC: Comprehensive audits of your financial statements to ensure accuracy and compliance with accounting standards.
- Regulatory Compliance Audits by FAC: Ensuring your financial practices meet all relevant regulatory requirements and industry standards.
Choosing us for your audit services means partnering with a dedicated team committed to your financial integrity and success. We are here to provide the assurance, insights, and support you need to navigate the complexities of financial reporting with confidence.
Tax preparation and planning
At FAC, we understand that managing your finances and navigating the complexities of tax regulations can be challenging. Our tax services are designed to provide you with the expertise and support you need to achieve financial clarity and peace of mind. Whether you’re a small business owner or part of a larger organization, we offer tailored solutions to meet your unique needs.
Our Tax preparation and planning Include
Tax Planning and Preparation
Our experienced CPAs provide strategic tax planning to help you minimize your tax liabilities and maximize your savings. We offer comprehensive tax preparation services for individuals and businesses ensuring accurate and timely filings.
Financial Statement Preparation
We prepare detailed and accurate financial statements, including balance sheets, income statements, and cash flow statements, to give you a clear picture of your financial health. Our statements are designed to meet regulatory requirements and provide valuable insights for decision-making.
Bookkeeping and Payroll Services
Keeping your financial records organized and up-to-date is crucial for effective management. Our bookkeeping services ensure that your financial transactions are accurately recorded, while our payroll services streamline the payment process for your employees, ensuring compliance with tax laws.
Business Advisory Services
We offer expert business advisory services to help you make informed decisions and achieve your strategic goals. Our CPAs provide valuable insights and recommendations on financial management, growth strategies, and risk mitigation.
Tax Resolution Services
If you’re facing tax issues or disputes with the IRS, our tax resolution experts can help. We provide representation and negotiation services to resolve tax debts, penalties, and audits, working diligently to achieve the best possible outcomes.
Why Choose FAC Tax Services?
- Expertise: Our team of certified public accountants and tax professionals brings extensive knowledge and experience to the table, ensuring that you receive the highest quality service.
- Personalized Solutions: We understand that every client’s financial situation is unique. We tailor our services to meet your specific needs and goals, providing customized strategies and solutions.
- Proactive Approach: We stay ahead of changes in tax laws and regulations, ensuring that you remain compliant and take advantage of all available opportunities for tax savings.
- Comprehensive Support: From routine bookkeeping to complex tax planning and audit services, we offer a full range of CPA and tax services to support your financial success.
- Commitment to Excellence: We are dedicated to providing exceptional service and building long-term relationships with our clients based on trust, integrity, and transparency.